Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Robert Duke is a financial professional with over 10 years of experience in the industry. Steven is currently registered with ADP Broker-Dealer, Inc. and holds the Series 6, 63, and SIE licenses. Steven has been a registered representative in New Jersey, New York, California, Connecticut, District of Columbia, Louisiana, Maine, Maryland, Massachusetts, New Hampshire, and Vermont. Steven previously worked with ADP Broker-Dealer, Inc. in Roseland, New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
07/26/2019 - Present
ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)
NJ
08/22/2012 - 08/28/2015
ADP BROKER-DEALER, INC. (ROSELAND NJ)
BC
Issued 08/20/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/26/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/28/2015
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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