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Steven Robert Cowley

ONE Capital Management, LLC

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About Steven Robert Cowley

Steven Robert Cowley is an investment advisor representative with ONE Capital Management, LLC. Steven Cowley has been in the industry since 1995 and is registered in California and Texas. Steven Cowley has also held prior registrations with firms such as CASCADE FINANCIAL MANAGEMENT, INC., OPPENHEIMER & CO. INC., CIBC WORLD MARKETS CORP., and FIRST SECURITY INVESTOR SERVICES, INC. His specializations include portfolio management, financial planning, and pension consulting.

Firm Information

Steven Cowley is currently registered with ONE Capital Management, LLC. ONE Capital Management, LLC is a Registered Investment Advisor based in Westlake Village, California, with over $6 billion in regulatory assets under management. The firm provides a range of advisory services, including financial planning, pension consulting, portfolio management for individuals, businesses, investment companies, and pooled investment vehicles. ONE Capital Management also provides sub-adviser services to two Canadian registered ETFs and a Luxembourg SICAV. The firm serves a diverse client base, including high-net-worth individuals, corporations, investment companies, and pension plans.
ONE Capital Management, LLC

3075 TOWNSGATE ROAD

WESTLAKE VILLAGE, CA 91361

$6.14B

Assets Under Management

Not reported

Total Clients

42

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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advisory consulting services, firm provides sub-adviser services to two canadian registered etf, and to a luxembourg sicav

Advisory consulting services, firm provides sub-adviser services to two canadian registered etf, and to a luxembourg sicav

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Steven Cowley’s Registration & Firm History

CA

04/13/2005 - Present

ONE Capital Management, LLC (WESTLAKE VILLAGE CA)

CO

05/18/2004 - 05/14/2009

CASCADE FINANCIAL MANAGEMENT, INC. (DENVER CO)

NY

01/03/2003 - 01/15/2004

OPPENHEIMER & CO. INC. (NEW YORK NY)

NY

11/16/1995 - 01/03/2003

CIBC WORLD MARKETS CORP. (NEW YORK NY)

UT

10/24/1986 - 05/01/1992

FIRST SECURITY INVESTOR SERVICES, INC. (SALT LAKE CITY UT)

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Licenses & Designations

IA

Issued 01/31/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/28/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/14/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Steven Robert Cowley.
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