Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Robert Conti has over 29 years of experience in the financial services industry. Steven currently is registered with Vanderbilt Securities, LLC. Prior to joining Vanderbilt Securities, LLC, Steven was registered with CETERA FINANCIAL SPECIALISTS LLC. Steven is a Series 6 and Series 63 licensed professional. Steven is also licensed in California, Connecticut, Florida, New Jersey, New York, and North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/21/2023 - Present
Vanderbilt Securities, LLC (WOODBURY NY)
NY
10/24/2005 - 11/16/2022
CETERA FINANCIAL SPECIALISTS LLC (WHITE PLAINS NY)
NJ
01/28/2003 - 10/24/2005
C. J. M. PLANNING CORP. (POMPTON LAKES NJ)
NJ
02/24/1998 - 12/31/2002
C. J. M. PLANNING CORP. (POMPTON LAKES NJ)
KS
07/29/1993 - 12/31/1997
WADDELL & REED, INC. (OVERLAND PARK KS)
BC
Issued 07/28/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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