Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Robert Brown is a financial professional with over 25 years of experience in the financial services industry. Steven is currently registered with Independent Financial Group, LLC and is located in Commack, New York. Steven has extensive experience providing financial advice and services to a wide range of clients, including individuals, families, businesses, and retirement plans. Steven has held several key positions during his career including Financial Advisor at Capital One Investing, LLC, and Financial Advisor at LPL Financial LLC. Steven is committed to providing clients with personalized financial guidance and investment solutions tailored to their individual needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
02/14/2021 - Present
Independent Financial Group, LLC (COMMACK NY)
NY
01/16/2018 - 07/22/2019
LPL FINANCIAL LLC (MIDDLE VILLAGE NY)
NY
04/28/2018 - 07/19/2019
FINANCIAL RESOURCES GROUP INVESTMENT SERVICES, LLC (EAST MEADOW NY)
NY
12/21/2015 - 01/26/2018
CAPITAL ONE INVESTING, LLC (HUNTINGTON NY)
NY
11/25/2014 - 04/20/2015
DAVID LERNER ASSOCIATES, INC. (SYOSSET NY)
NY
01/30/2012 - 09/23/2014
HSBC SECURITIES (USA) INC. (SYOSSET NY)
NY
10/13/2010 - 01/19/2012
LPL FINANCIAL LLC (FOREST HILLS NY)
NY
04/05/2010 - 10/12/2010
CHASE INVESTMENT SERVICES CORP. (ASTORIA NY)
NY
05/27/2008 - 04/01/2010
LPL FINANCIAL CORPORATION (WEST HEAMPSTEAD NY)
NY
02/06/2008 - 05/27/2008
IFMG SECURITIES, INC. (WEST HEAMPSTEAD NY)
NY
08/18/2005 - 02/01/2008
HSBC SECURITIES (USA) INC. (COMMACK NY)
IL
08/21/1996 - 08/02/2005
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
TX
02/01/1995 - 08/21/1996
BHCM INC. (HOUSTON TX)
VA
09/15/1992 - 02/01/1995
GNA SECURITIES, INC. (GLEN ALLEN VA)
NA
06/17/1992 - 07/17/1992
J. GREGORY & COMPANY, INC.
NY
04/23/1992 - 06/29/1992
ROYCE INVESTMENT GROUP, INC. (WOODBURY NY)
IA
Issued 10/10/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/29/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/28/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/26/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/20/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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