Unclaimed
Steven Ernest Sadek is a registered representative with Armory Securities, LLC. He has been in the securities industry since 2008. Steven Sadek holds FINRA Series 7, 24, 63 and 79TO licenses. Steven Sadek is registered to conduct business in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
01/09/2018 - Present
Armory Securities, LLC (Dallas TX)
CA
08/18/2010 - 01/03/2018
WELLS FARGO SECURITIES, LLC (SAN FRANCISCO CA)
CA
09/10/2008 - 07/30/2010
DUFF & PHELPS SECURITIES LLC (LOS ANGELES CA)
CA
08/07/2007 - 01/17/2008
CIBC WORLD MARKETS CORP. (LOS ANGELES CA)
BC
Issued 08/08/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/11/2018
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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