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Steven Richard Warren

Thrivent Investment Management Inc.

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About Steven Richard Warren

Steven Richard Warren is a registered investment advisor representative with Thrivent Investment Management Inc. Steven has been in the industry since July 2021. Steven has a Series 7TO, Series 66 and SIE license. Steven has experience at Vanguard Marketing Corporation and currently works out of the Schenectady, New York branch office of Thrivent Investment Management Inc. Steven is also registered as an investment advisor representative in Colorado, Connecticut, Delaware, Maine, Massachusetts, Nevada, New Hampshire, New Jersey, New York, Pennsylvania, and Wisconsin. Steven's primary business is working with individuals, churches and non-profit sharing retirement accounts, corporations or other businesses and individuals other than high net worth.

Firm Information

Steven Warren is currently registered with Thrivent Investment Management Inc.. Thrivent Investment Management Inc., founded in 1986, is a corporation headquartered in Minneapolis, Minnesota. The firm provides financial planning and portfolio management services for individuals, corporations, and other entities, including churches and non-profit organizations. Thrivent is registered with the SEC and in all 50 states.
Thrivent Investment Management Inc.

600 PORTLAND AVENUE SOUTH

MINNEAPOLIS, MN 55415

$14.81B

Assets Under Management

56,805

Total Clients

3,242

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Steven Warren’s Registration & Firm History

NY

10/13/2023 - Present

Thrivent Investment Management Inc. (SCHENECTADY NY)

PA

07/23/2021 - 10/12/2023

VANGUARD MARKETING CORPORATION (MALVERN PA)

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Licenses & Designations

BOTH

Issued 08/09/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/23/2021

Series 7TO - General Securities Representative Examination

BC

Issued 02/16/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Steven Richard Warren.
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