Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Richard Serotte is a financial professional with over 20 years of experience in the industry. Steven is currently registered with MML Investors Services, LLC. His experience spans a variety of areas, including financial planning, portfolio management, and pension consulting. Steven holds a Series 6, Series 22, Series 63, Series 65, and Series 66 licenses. Steven is also a Chartered Financial Consultant. Steven is committed to providing personalized financial guidance to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
CA
08/08/2024 - Present
MML Investors Services, LLC (PLEASANT HILL CA)
BC
Issued 08/12/2002
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/12/2002
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 03/25/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2009
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 10/18/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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