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Steven Richard Ruhberg

THE Leaders Group, Inc.

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About Steven Richard Ruhberg

Steven Richard Ruhberg is a financial advisor with The Leaders Group, Inc. based in Summit, NJ. Steven has been in the industry since July 2020, and holds Series 63, 6TO and SIE licenses. Steven is registered with the state of Minnesota and New Jersey. Steven previously worked with Simplicity Financial Investment Services, Inc. in Summit, NJ.

Firm Information

Steven Ruhberg is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Steven Ruhberg’s Registration & Firm History

NJ

10/09/2023 - Present

THE Leaders Group, Inc. (Summit NJ)

NJ

07/10/2020 - 10/12/2023

SIMPLICITY FINANCIAL INVESTMENT SERVICES, INC. (SUMMIT NJ)

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Licenses & Designations

BC

Issued 08/28/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/10/2020

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 06/10/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Steven Richard Ruhberg.
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