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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Paradis is a financial advisor currently registered with LPL Financial LLC in Colorado Springs, CO. Steven Paradis has been in the financial services industry since July 31, 2019. Steven Paradis is also registered in Texas as an investment advisor representative. Steven Paradis holds the Series 63, Series 65, and Series 26 licenses as well as the SIE and Series 6TO. Steven Paradis also has experience with The O.N. Equity Sales Company. Steven Paradis has a branch office in Colorado Springs, CO and San Diego, CA. LPL Financial LLC is a large, national broker-dealer with a large presence in the financial services industry. The firm manages assets for a variety of clients including high-net-worth individuals, corporations, and institutions. The firm offers a variety of services, including financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CO
11/02/2021 - Present
LPL Financial LLC (COLORADO SPRINGS CO)
CO
08/01/2019 - 11/03/2021
THE O.N. EQUITY SALES COMPANY (Colorado Springs CO)
IA
Issued 11/05/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/08/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/2020
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 08/01/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/07/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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