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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Nichols is a financial advisor with over 20 years of experience in the financial services industry. Steven currently works with LPL Financial LLC and has previously worked with CETERA ADVISOR NETWORKS LLC and FRANKLIN FINANCIAL SERVICES CORPORATION. Steven is licensed to provide financial services in Florida, Illinois, Michigan, Missouri, Pennsylvania, and Texas. Steven is also registered with FINRA and the SEC as an Investment Advisor Representative. Steven has a strong background in financial planning, portfolio management, and investment advisory services. Steven is committed to providing his clients with personalized financial advice that meets their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
11/15/2018 - Present
LPL Financial LLC (ORLANDO FL)
IL
05/15/2000 - 11/21/2018
CETERA ADVISOR NETWORKS LLC (DECATUR IL)
TX
05/23/1996 - 06/26/2000
FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)
IA
Issued 05/26/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/27/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/2000
Series 7 - General Securities Representative Examination
BC
Issued 05/22/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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