Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven McDermott is a financial advisor with over 30 years of experience in the industry. Steven is registered with Foreside Fund Services, LLC, a financial services firm based in Larkspur, California. Previously, Steven has held positions at other well-known firms including Blackrock Investments, LLC and Charles Schwab & Co., Inc. Steven specializes in providing investment advice and trading services to individual clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
05/09/2023 - Present
Foreside Fund Services, LLC (Larkspur CA)
CA
01/03/2012 - 05/13/2020
BLACKROCK INVESTMENTS, LLC (SANTA MONICA CA)
CA
08/15/2011 - 12/31/2011
BLACKROCK FUND DISTRIBUTION COMPANY (SAN FRANCISCO CA)
CA
10/09/2008 - 08/25/2011
CHARLES SCHWAB & CO., INC. (SAN FRANCISCO CA)
CA
11/21/2006 - 10/10/2008
FIDELITY BROKERAGE SERVICES LLC (SAN FRANCISCO CA)
NY
04/17/2003 - 07/05/2006
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
04/17/2003 - 02/17/2006
BEAR, STEARNS SECURITIES CORP. (BROOKLYN NY)
RI
05/23/2001 - 04/10/2003
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
NY
03/08/2000 - 04/16/2001
ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)
CT
12/19/1995 - 11/30/1998
MAYER & SCHWEITZER, INC. (STAMFORD CT)
TX
05/03/1991 - 12/31/1996
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
01/18/1990 - 04/26/1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CO
01/24/1989 - 01/20/1990
THE STUART-JAMES COMPANY, INCORPORATED (DENVER CO)
NY
11/17/1988 - 01/03/1989
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
11/17/1988 - 01/03/1989
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 06/16/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/17/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/18/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/18/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/24/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 04/18/2023
Series 7TO - General Securities Representative Examination
BC
Issued 04/18/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/21/1989
Series 7 - General Securities Representative Examination
BC
Issued 11/16/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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