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Steven Richard Mathis

Citizens Securities, Inc.

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About Steven Richard Mathis

Steven Mathis is a financial professional with over three years of experience in the financial industry. Steven is currently registered with Citizens Securities, Inc. in Pittsburgh, Pennsylvania. Before joining Citizens Securities, Inc., Steven was registered with LPL FINANCIAL LLC, J.P. MORGAN SECURITIES LLC, and KEY INVESTMENT SERVICES LLC. Steven holds the Series 6, Series 63 and SIE licenses. Steven's primary specializations include providing financial advice and planning to individuals and corporations.

Firm Information

Steven Mathis is currently registered with Citizens Securities, Inc.. Citizens Securities, Inc. is a corporation headquartered in Johnston, Rhode Island, and was formed on September 21, 1995. The firm manages approximately $1 billion to $10 billion in assets and provides financial planning, portfolio management for individuals and selection of other advisors. They also participate in a wrap fee program. The firm has regulatory assets under management of $9.19 billion in 53,044 accounts. Citizens Securities is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.
Citizens Securities, Inc.

ONE CITIZENS BANK WAY

JOHNSTON, RI 02043

$9.19B

Assets Under Management

53,044

Total Clients

788

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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participate in wrap fee program

Participate in wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Steven Mathis’s Registration & Firm History

PA

02/27/2024 - Present

Citizens Securities, Inc. (PITTSBURGH PA)

PA

01/04/2023 - 10/10/2023

LPL FINANCIAL LLC (EXPORT PA)

PA

09/20/2021 - 01/18/2023

J.P. MORGAN SECURITIES LLC (Irwin PA)

PA

06/17/2020 - 08/17/2021

KEY INVESTMENT SERVICES LLC (UNIONTOWN PA)

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Licenses & Designations

BC

Issued 07/22/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/17/2020

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/10/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Steven Richard Mathis.
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