Unclaimed
Steven Mabry is a financial professional with over 35 years of experience in the industry. Steven is currently registered with Equitable Distributors, LLC. Steven has also held previous roles with AXA Advisors, LLC and Prudential Investment Management Services LLC. Steven holds the Series 26, Series 6TO, SIE, and Series 6 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/30/2010 - Present
Equitable Distributors, LLC (New York NY)
NY
01/22/2004 - 07/02/2010
AXA ADVISORS, LLC (NEW YORK NY)
NC
07/05/2001 - 01/23/2004
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
NY
09/11/2000 - 07/09/2001
AXA ADVISORS, LLC (NEW YORK NY)
NY
03/18/1985 - 08/03/1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NJ
02/05/1999 - 03/23/1999
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
NC
07/26/1995 - 05/05/1998
EQUITABLE DISTRIBUTORS, INC. (CHARLOTTE NC)
BC
Issued 12/02/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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