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Steven Richard Mabry

Equitable Distributors, LLC

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About Steven Richard Mabry

Steven Mabry is a financial professional with over 35 years of experience in the industry. Steven is currently registered with Equitable Distributors, LLC. Steven has also held previous roles with AXA Advisors, LLC and Prudential Investment Management Services LLC. Steven holds the Series 26, Series 6TO, SIE, and Series 6 licenses.

Firm Information

Steven Mabry is currently registered with Equitable Distributors, LLC. Equitable Distributors, LLC is a Limited Liability Company formed in 2002. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico. Equitable Distributors, LLC has one arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

312

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Steven Mabry’s Registration & Firm History

NY

06/30/2010 - Present

Equitable Distributors, LLC (New York NY)

NY

01/22/2004 - 07/02/2010

AXA ADVISORS, LLC (NEW YORK NY)

NC

07/05/2001 - 01/23/2004

AXA DISTRIBUTORS, LLC (CHARLOTTE NC)

NY

09/11/2000 - 07/09/2001

AXA ADVISORS, LLC (NEW YORK NY)

NY

03/18/1985 - 08/03/1999

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)

NJ

02/05/1999 - 03/23/1999

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)

NC

07/26/1995 - 05/05/1998

EQUITABLE DISTRIBUTORS, INC. (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 12/02/1997

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/15/1985

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Steven Richard Mabry.
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