Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Richard Kahn is a financial advisor with over 29 years of experience in the financial services industry. Steven is currently registered with Cambridge Investment Research Advisors, Inc. in Alabama and Texas and holds a Series 65 license. Previously, Steven worked for Sterne Agee Financial Services, Inc. and NBC Securities, Inc., gaining experience in various financial services roles. Steven also holds Series 7, 24, 27, 63, 99TO and SIE licenses and has a strong track record of providing financial guidance to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
AL
04/20/2021 - Present
Cambridge Investment Research Advisors, Inc. (Birmingham AL)
AL
10/23/2009 - 08/19/2014
STERNE AGEE FINANCIAL SERVICES, INC. (BIRMINGHAM AL)
AL
09/11/2009 - 01/18/2012
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
AL
10/23/2009 - 10/23/2009
STERNE AGEE FINANCIAL SERVICES, INC. (BIRMINGHAM AL)
AL
11/02/1999 - 09/01/2009
NBC SECURITIES, INC. (BIRMINGHAM AL)
AL
02/28/1996 - 11/11/1999
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
NJ
03/14/1994 - 02/05/1996
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
IA
Issued 07/21/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/25/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/30/2000
Series 27 - Financial and Operations Principal Examination
BC
Issued 02/28/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/12/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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