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Steven Richard Hulett

Wells Fargo Securities, LLC

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About Steven Richard Hulett

Steven Hulett is a financial advisor with Wells Fargo Securities, LLC and is located in Charlotte, NC. Steven has over 25 years of experience in the financial services industry. Steven is registered with FINRA and the state of North Carolina. He has Series 3, 7 and 63 licenses. Steven has previously worked at Jefferies LLC, RBS Greenwich Capital, and Lehman Brothers Inc.

Firm Information

Steven Hulett is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Steven Hulett’s Registration & Firm History

NC

11/01/2023 - Present

Wells Fargo Securities, LLC (CHARLOTTE NC)

NC

03/08/2018 - 07/05/2023

WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)

NY

07/09/2009 - 11/14/2016

JEFFERIES LLC (NEW YORK NY)

CT

11/30/2007 - 03/26/2009

RBS GREENWICH CAPITAL (STAMFORD CT)

NY

11/11/1993 - 03/29/2007

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/13/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/22/1995

Series 3 - National Commodity Futures Examination

BC

Issued 11/10/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Steven Richard Hulett.
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