Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Richard Elder is an investment advisor representative with LPL Financial LLC. Steven has been in the industry since 1994 and has experience working with various financial institutions, including Thornburg Securities Corporation, B.B. Graham & Company, Inc., Pacific Select Distributors, LLC, Guardian Investor Services LLC, Federated Securities Corp, and American Funds Distributors, Inc. Steven holds the Series 7, Series 63, and Series 65 licenses. Steven also earned the SIE license and provides financial planning services to individual and business clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
12/07/2022 - Present
LPL Financial LLC (SAN DIEGO CA)
WA
03/22/2021 - 12/16/2022
B.B. GRAHAM & COMPANY, INC. (Seattle WA)
NM
03/16/2015 - 01/06/2021
THORNBURG SECURITIES CORPORATION (SANTA FE NM)
CA
12/19/2002 - 03/09/2015
PACIFIC SELECT DISTRIBUTORS, LLC (NEWPORT BEACH CA)
NY
11/20/2001 - 12/03/2002
GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)
PA
06/23/1997 - 11/15/2001
FEDERATED SECURITIES CORP. (PITTSBURGH PA)
CA
04/08/1994 - 05/09/1997
AMERICAN FUNDS DISTRIBUTORS, INC. (LOS ANGELES CA)
IA
07/14/1992 - 08/03/1992
DICKINSON & CO. (DES MOINES IA)
NA
04/03/1992 - 07/10/1992
J. W. GANT & ASSOCIATES, INC.
IA
Issued 12/21/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/03/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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