Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Ricchiuto has been in the securities industry since October 19, 1991. Steven is currently registered with Mizuho Securities USA LLC and has been with the firm since September 10, 2008. Prior to joining Mizuho Securities USA LLC, Steven was registered with ABN AMRO INCORPORATED, DEAN WITTER REYNOLDS INC., and BZW SECURITIES INC. Steven is registered in 52 states and is a General Securities Principal. Steven holds the Series 63, Series 24, SIE, and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/10/2008 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
08/04/1997 - 01/23/2007
ABN AMRO INCORPORATED (NEW YORK NY)
NY
12/24/1996 - 10/01/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
02/06/1990 - 11/27/1996
BZW SECURITIES INC. (NEW YORK NY)
BC
Issued 07/24/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/11/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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