Unclaimed
Steven Reynaldo Loya is a registered representative with Vanguard Marketing Corp. Steven has a Series 7, Series 63 and SIE licenses. Steven has been working in the securities industry since August 2018. Steven is currently registered in Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
08/20/2018 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
BC
Issued 08/27/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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