Unclaimed
Steven Raymond Schneider is a registered investment advisor representative with MM Ascend Life Investor Services, LLC. Steven holds a Series 6, 7, and 66 licenses, and has been in the financial services industry since 1999. Steven is currently licensed in Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Maintaining registration but not actively providing advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Maintaining registration but not serving clients
1
2
OH
10/03/2012 - Present
MM Ascend Life Investor Services, LLC (CINCINNATI OH)
BOTH
Issued 06/14/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2007
Series 7 - General Securities Representative Examination
BC
Issued 04/19/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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