Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Raymond Ritter is a registered Investment Advisor Representative with First Trust Advisors LP and has been in the industry since 1995. Steven is a licensed investment advisor in Illinois and Georgia. Steven also holds Series 63, Series 65, SIE, Series 7, Series 9, Series 10 and Series 52 licenses. Prior to joining First Trust Advisors LP, Steven worked for OLDE DISCOUNT CORPORATION in Detroit, MI from 1995 to 1998.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fixed fees per unit (uits) for portfolio supervisory services
1
2
IL
09/16/2011 - Present
First Trust Advisors LP (WHEATON IL)
MI
07/11/1995 - 07/02/1998
OLDE DISCOUNT CORPORATION (DETROIT MI)
IA
Issued 10/14/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/17/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/06/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/1995
Series 7 - General Securities Representative Examination
BC
Issued 07/10/1995
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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