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Steven Raymond Maehl

Northwestern Mutual Investment Services, LLC

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About Steven Raymond Maehl

Steven Maehl is a financial advisor currently registered with Northwestern Mutual Investment Services, LLC. Steven has been in the industry since 1994 and has held previous roles at firms including Robert W. Baird & Co. Incorporated, Wells Fargo Funds Distributor, LLC, and Strong Investments, Inc.. Steven's experience spans across various financial services sectors and he holds several professional licenses and designations, including Series 4, 7, 9, 10, 24, 53, 55, 63 and SIE. Steven is a principal with Northwestern Mutual Investment Services, LLC.

Firm Information

Steven Maehl is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Steven Maehl’s Registration & Firm History

WI

07/21/2020 - Present

Northwestern Mutual Investment Services, LLC (Milwaukee WI)

WI

04/13/2015 - 01/29/2019

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

WI

06/08/2005 - 09/10/2014

WELLS FARGO FUNDS DISTRIBUTOR, LLC (MENOMONEE FALLS WI)

WI

11/01/1999 - 12/31/2004

STRONG INVESTMENTS, INC. (MENOMONEE FALLS WI)

MN

09/30/1997 - 11/01/1999

ZIEGLER THRIFT TRADING, INC. (MINNEAPOLIS MN)

MI

08/25/1992 - 06/27/1997

OLDE DISCOUNT CORPORATION (DETROIT MI)

FL

12/03/1991 - 10/13/1992

EURO-ATLANTIC SECURITIES INC. (BOCA RATON FL)

NA

06/28/1991 - 11/25/1991

GUARDIAN INTERNATIONAL SECURITIES CORP.

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Licenses & Designations

BC

Issued 07/08/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 02/01/2001

Series 53 - Municipal Securities Principal Examination

BC

Issued 07/12/2000

Series 4 - Registered Options Principal Examination

BC

Issued 08/12/1994

Series 24 - General Securities Principal Examination

BC

Issued 08/03/1993

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/06/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 06/27/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Steven Raymond Maehl. Review regulatory record here.
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