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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Wolff is a registered Investment Advisor Representative with WWM Financial. Steven Wolff has been in the financial services industry for over 30 years and has worked with several prominent financial institutions. Steven Wolff is also registered as an Investment Advisor Representative in California and Louisiana. Steven Wolff specializes in providing financial planning, portfolio management for individuals, educational seminars, and selection of other advisors. Steven Wolff is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
CA
01/11/2017 - Present
WWM Financial (Carlsbad CA)
CA
07/29/2011 - 10/10/2011
PURSHE KAPLAN STERLING INVESTMENTS (CARLSBAD CA)
CA
06/01/2009 - 08/09/2011
MORGAN STANLEY SMITH BARNEY (CARLSBAD CA)
CA
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CARLSBAD CA)
NY
04/11/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
03/09/1987 - 04/11/1988
E. F. HUTTON & COMPANY INC
NA
02/17/1987 - 03/24/1987
ALLIED CAPITAL GROUP, INC.
NA
07/23/1986 - 02/21/1987
DUNHILL INVESTMENTS LTD.
IA
Issued 06/19/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/24/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/28/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 07/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
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