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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Ray Williams is a registered representative and investment advisor representative with Raymond James Financial Services Advisors, Inc. Steven has been in the securities industry since 1992 and has passed numerous industry exams, including the Series 6, 7, 24, 51, 63, and 65 exams. Steven has held previous registrations with InterSecurities, Inc. and Signal Securities, Inc., and is currently registered with the state of Texas. Steven currently works out of the Stephenville, TX branch office of Raymond James Financial Services Advisors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
TX
01/02/2009 - Present
Raymond James Financial Services Advisors, Inc. (STEPHENVILLE TX)
FL
10/09/1992 - 05/24/1995
INTERSECURITIES, INC. (ST. PETERSBURG FL)
TX
09/25/1992 - 10/06/1992
SIGNAL SECURITIES, INC. (FORT WORTH TX)
IA
Issued 12/10/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/3/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/18/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 12/20/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/1994
Series 7 - General Securities Representative Examination
BC
Issued 9/23/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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