Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Willard is a financial advisor with LPL Financial LLC and has been working in the industry since 1991. Steven is a registered representative and investment advisor. Steven has been registered in several states including New Mexico, Texas, Colorado, Montana, and Oklahoma.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NM
11/29/2017 - Present
LPL Financial LLC (ARTESIA NM)
NM
02/23/2000 - 11/29/2017
INVESTMENT CENTERS OF AMERICA, INC. (ARTESIA NM)
IA
09/14/1995 - 02/25/2000
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
NY
09/11/1991 - 08/29/1995
NYLIFE SECURITIES INC. (NEW YORK NY)
BC
Issued 09/09/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/2000
Series 7 - General Securities Representative Examination
BC
Issued 09/09/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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