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Steven Ray Johnson

Principal Advised Services

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About Steven Ray Johnson

Steven Ray Johnson is a financial professional with over 17 years of experience in the financial services industry. Steven has a strong background in providing investment advice to individuals and high-net-worth clients. He is a registered representative with Principal Advised Services and holds a Series 6, 63, and 65 license. Steven has previously worked with VOYA Financial Partners, LLC, METLIFE INVESTORS DISTRIBUTION COMPANY, and ING FINANCIAL ADVISERS, LLC.

Firm Information

Steven Johnson is currently registered with Principal Advised Services. Principal Advised Services is a registered investment advisor based in Des Moines, IA. They offer portfolio management for individuals and selection of other advisors. The firm manages $569,489,941 in regulatory assets under management, primarily for individuals other than high-net-worth individuals. They also have a wrap fee program.
Principal Advised Services

655 9TH STREET

DES MOINES, IA 50309

$569.49M

Assets Under Management

1,268

Total Clients

144

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Steven Johnson’s Registration & Firm History

IA

08/20/2024 - Present

Principal Advised Services (DES MOINES IA)

IA

01/02/2013 - 05/16/2016

VOYA FINANCIAL PARTNERS, LLC (DES MOINES IA)

IA

04/09/2009 - 06/22/2012

METLIFE INVESTORS DISTRIBUTION COMPANY (WEST DES MOINES IA)

IA

11/10/2005 - 03/19/2009

ING FINANCIAL ADVISERS, LLC (DES MOINES IA)

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Licenses & Designations

IA

Issued 08/05/2024

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/08/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/09/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Steven Ray Johnson. Review regulatory record here.
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