Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Harris is a financial advisor with Fidelity Brokerage Services LLC. Steven is a registered representative in all 50 states. Steven has been in the securities industry since March 6, 2001. Steven has passed the Series 7, Series 9, Series 10 and Series 63 exams and the Securities Industry Essentials Examination (SIE).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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UT
03/06/2001 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
BC
Issued 03/20/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/25/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/18/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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