Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Ray Griffin is an experienced financial professional with over 20 years of experience in the financial services industry. Steven is currently a registered representative with Osaic Wealth, Inc. He is licensed in Alabama and Illinois. Steven specializes in providing comprehensive financial planning, portfolio management, and pension consulting to a wide range of clients, including individuals, families, businesses, and charitable organizations. He holds a variety of licenses and certifications, including Series 6, Series 6TO, and SIE. Steven's prior experience includes roles at TRIAD ADVISORS LLC, KESTRA INVESTMENT SERVICES, LLC, PROEQUITIES, INC., and NEW ENGLAND SECURITIES.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
08/23/2024 - Present
Osaic Wealth, Inc. (Rolling Meadows IL)
IL
04/01/2022 - 08/23/2024
TRIAD ADVISORS LLC (Rolling Meadows IL)
TX
12/24/2018 - 03/31/2022
KESTRA INVESTMENT SERVICES, LLC (AUSTIN TX)
AL
10/19/2007 - 12/20/2016
PROEQUITIES, INC. (BIRMINGHAM AL)
NY
02/04/1998 - 01/12/2006
NEW ENGLAND SECURITIES (NEW YORK NY)
BC
Issued 03/14/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/20/2016
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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