Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Baker is a registered representative with Nylife Securities LLC. Steven has been in the financial services industry since February 5, 1989 and holds the Series 6, Series 22, Series 63 and SIE licenses. Steven is registered to sell securities in North Carolina and South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
02/06/1989 - Present
Nylife Securities LLC (LINCOLNTON NC)
BC
Issued 02/28/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/1989
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 02/03/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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