Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Ray Allison is a registered representative with LPL Financial LLC. Steven has been in the industry since 1992 and has held previous positions with Securities America, Inc., Investcorp, Inc., AXA Advisors, LLC, MONY Securities Corporation, UBS PaineWebber Inc., J.C. Bradford & Co., Signator Investors, Inc., and MONY Securities Corp.. Steven is a Series 6, 7, 63 and 65 licensed professional. Steven is also licensed in several states including Alaska, Arizona, Arkansas, California, Colorado, Florida, Georgia, Idaho, Illinois, Indiana, Kansas, Kentucky, Maryland, Minnesota, Mississippi, Nevada, New Jersey, New Mexico, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, Texas, Utah, Washington, Wisconsin, and Wyoming. Steven specializes in providing consulting and other non-discretionary advisory services, financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
12/11/2020 - Present
LPL Financial LLC (HURST TX)
TX
07/17/2020 - 12/10/2020
SECURITIES AMERICA, INC. (HURST TX)
TX
12/14/2009 - 07/17/2020
INVESTACORP, INC. (HURST TX)
TX
06/01/2005 - 12/21/2009
AXA ADVISORS, LLC (FORT WORTH TX)
NY
05/24/2002 - 06/01/2005
MONY SECURITIES CORPORATION (NEW YORK NY)
NJ
08/14/2000 - 06/13/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
11/11/1999 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
MA
11/14/1997 - 11/19/1999
SIGNATOR INVESTORS, INC. (BOSTON MA)
NY
09/22/1992 - 10/14/1997
MONY SECURITIES CORP. (NEW YORK NY)
IA
Issued 12/13/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/17/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/1999
Series 7 - General Securities Representative Examination
BC
Issued 09/17/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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