Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Randall Brothers is a financial advisor with over 28 years of experience in the industry. Steven has a Series 7, Series 31, Series 63, and Series 65 licenses. Steven is currently registered with LPL Financial LLC, which is a registered broker-dealer and investment advisor. In addition to Steven's current registration with LPL Financial LLC, Steven also has prior experience working with Robert W. Baird & Co. Incorporated and Prudential Securities Incorporated. Steven has been with LPL Financial LLC since January 2006. Steven is licensed to provide investment advisory services in MI and TX. Steven provides financial planning, pension consulting, educational seminars, and selection of other advisors services to individuals, corporations, and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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MI
03/16/2006 - Present
LPL Financial LLC (TRAVERSE CITY MI)
WI
05/07/1996 - 01/19/2006
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
NY
09/02/1994 - 05/28/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 08/27/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/27/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 08/19/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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