Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Kurta is a financial advisor with over 6 years of experience in the financial services industry. Steven is registered with Raymond James Financial Services Advisors, Inc. Steven provides portfolio management, financial planning and other services to individuals and corporations. Prior to joining Raymond James, Steven was a financial advisor at AXA Advisors, LLC and Wachovia Securities, LLC. Steven holds the Series 66, SIE and Series 7 licenses. Steven is registered in 52 states and the District of Columbia. Steven is also a registered Investment Advisor Representative in the state of California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CA
12/13/2019 - Present
Raymond James Financial Services Advisors, Inc. (ROCKLIN CA)
CA
02/03/2015 - 12/26/2019
AXA ADVISORS, LLC (FOLSOM CA)
CA
01/01/2008 - 05/11/2009
WACHOVIA SECURITIES, LLC (SANTA BARBARA CA)
CA
10/05/2007 - 01/03/2008
A. G. EDWARDS & SONS, INC. (SANTA BARBARA CA)
BOTH
Issued 01/09/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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