Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven R. Witten is a financial advisor registered with Charles Schwab & CO., Inc. in Saginaw, MI. Steven has been in the industry since April 19, 2015. Steven holds Series 6, 7, 9, 10, 63 and 66 licenses. Steven has also been a registered Investment Advisor in Michigan and Texas. Previously, Steven was associated with USAA Investment Management Company and Pruco Securities Corporation. Steven also works with Michigan Rust Busters, LLC., a family business, and is an investor and advisor for the company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
MI
01/02/2019 - Present
Charles Schwab & CO., Inc. (Saginaw MI)
TX
11/06/1997 - 08/08/2000
USAA INVESTMENT MANAGEMENT COMPANY (SAN ANTONIO TX)
NJ
02/28/1997 - 09/05/1997
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 06/09/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/08/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/19/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/18/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/2018
Series 7 - General Securities Representative Examination
BC
Issued 02/22/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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