Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Graham, a financial professional with over 30 years of experience, is a registered representative with Western International Securities, Inc. Steven has extensive knowledge in the financial services industry and holds multiple licenses and designations including Series 6, 7, 24, 26, 63, and 65. Steven's experience includes working with a variety of clients, including high-net-worth individuals, corporations, and pension plans. Steven is committed to providing personalized financial advice and guidance to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
05/07/2021 - Present
Western International Securities, Inc. (Valencia CA)
CA
10/01/2012 - 09/18/2020
J.P. MORGAN SECURITIES LLC (SAUGUS CA)
CA
05/02/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (NEWHALL CA)
CA
07/26/2007 - 05/02/2009
WAMU INVESTMENTS, INC. (GRANADA HILLS CA)
CA
06/01/2007 - 07/12/2007
NYLIFE SECURITIES LLC (WOODLAND HILLS CA)
CA
09/01/2005 - 02/01/2007
WM FINANCIAL SERVICES, INC. (CHATSWORTH CA)
GA
09/07/1989 - 09/07/2005
PFS INVESTMENTS INC. (DULUTH GA)
IA
Issued 06/15/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/05/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/15/2010
Series 24 - General Securities Principal Examination
BC
Issued 03/05/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2007
Series 7 - General Securities Representative Examination
BC
Issued 09/05/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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