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Steven R Droke

Nylife Securities LLC

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About Steven R Droke

Steven R Droke is a financial professional registered with Nylife Securities LLC. Steven has been in the industry since July 16, 2014. Steven holds Series 6, 26, and 63 licenses as well as the SIE. Steven is registered in Alabama, Arkansas, Mississippi and Tennessee.

Firm Information

Steven Droke is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Steven Droke’s Registration & Firm History

TN

07/16/2014 - Present

Nylife Securities LLC (GERMANTOWN TN)

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Licenses & Designations

BC

Issued 07/09/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/10/2017

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/16/2014

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Steven R Droke.
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