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Steven Quincy Thomas

Pentegra Distributors Inc.

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About Steven Quincy Thomas

Steven Quincy Thomas is a financial advisor at Pentegra Distributors Inc., headquartered in White Plains, New York. Steven has been in the financial industry since 2002. Steven is licensed to sell securities in multiple states and holds the Series 6, Series 26, and Series 63 licenses. Steven previously worked for SS&C MARKET SERVICES, LLC in Boston, Massachusetts, Nationwide Investment Services Corporation in Grandview Heights, Ohio, and One Group Dealer Services, Inc. in Columbus, Ohio.

Firm Information

Steven Thomas is currently registered with Pentegra Distributors Inc.. Pentegra Distributors Inc. is a corporation formed in May 1989. It is registered in all 50 states and the District of Columbia. The firm has 1 approved SEC registration and 51 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

28

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Steven Thomas’s Registration & Firm History

NY

06/07/2021 - Present

Pentegra Distributors Inc. (WHITE PLAINS NY)

MA

03/11/2021 - 05/11/2021

SS&C MARKET SERVICES, LLC (BOSTON MA)

OH

12/17/2004 - 02/08/2021

NATIONWIDE INVESTMENT SERVICES CORPORATION (GRANDVIEW HEIGHTS OH)

OH

04/17/2002 - 11/11/2004

ONE GROUP DEALER SERVICES, INC. (COLUMBUS OH)

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Licenses & Designations

BC

Issued 05/03/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/21/2018

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/16/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Steven Quincy Thomas.
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