Unclaimed
Steven Quincy Thomas is a financial advisor at Pentegra Distributors Inc., headquartered in White Plains, New York. Steven has been in the financial industry since 2002. Steven is licensed to sell securities in multiple states and holds the Series 6, Series 26, and Series 63 licenses. Steven previously worked for SS&C MARKET SERVICES, LLC in Boston, Massachusetts, Nationwide Investment Services Corporation in Grandview Heights, Ohio, and One Group Dealer Services, Inc. in Columbus, Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/07/2021 - Present
Pentegra Distributors Inc. (WHITE PLAINS NY)
MA
03/11/2021 - 05/11/2021
SS&C MARKET SERVICES, LLC (BOSTON MA)
OH
12/17/2004 - 02/08/2021
NATIONWIDE INVESTMENT SERVICES CORPORATION (GRANDVIEW HEIGHTS OH)
OH
04/17/2002 - 11/11/2004
ONE GROUP DEALER SERVICES, INC. (COLUMBUS OH)
BC
Issued 05/03/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/21/2018
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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