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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Prumo is a financial advisor with Morgan Stanley, located in Lutherville, MD. Steven has over 20 years of experience in the financial industry. Prior to joining Morgan Stanley, Steven was a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Salomon Smith Barney Inc. Steven holds the Series 7, Series 63, Series 65, and Series 66 licenses. Steven specializes in providing financial advice to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
MD
10/06/2023 - Present
Morgan Stanley (Lutherville MD)
MD
08/16/2010 - 10/11/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (TOWSON MD)
NY
09/30/1999 - 03/21/2003
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
12/07/1995 - 09/21/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 09/04/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/11/1995
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/09/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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