linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Steven Potwin

Citizens Securities, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Steven? Claim Your Profile

About Steven Potwin

Steven Potwin is an Investment Advisor Representative with Citizens Securities, Inc. Steven has been in the financial services industry since 2005 and has a wide range of experience working with individuals and corporations. Steven also offers financial planning services and participates in wrap fee programs. Prior to joining Citizens Securities, Inc., Steven worked at a number of other financial institutions including Northwestern Mutual Investment Services, LLC, VALIC Financial Advisors, Inc., Santander Securities LLC, Morgan Stanley Smith Barney and Citigroup Global Markets Inc. Steven is committed to helping clients achieve their financial goals.

Firm Information

Steven Potwin is currently registered with Citizens Securities, Inc.. Citizens Securities, Inc. is a corporation headquartered in Johnston, Rhode Island, and was formed on September 21, 1995. The firm manages approximately $1 billion to $10 billion in assets and provides financial planning, portfolio management for individuals and selection of other advisors. They also participate in a wrap fee program. The firm has regulatory assets under management of $9.19 billion in 53,044 accounts. Citizens Securities is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.
Citizens Securities, Inc.

ONE CITIZENS BANK WAY

JOHNSTON, RI 02043

$9.19B

Assets Under Management

53,044

Total Clients

788

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

check

participate in wrap fee program

Participate in wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Steven Potwin’s Registration & Firm History

NH

04/10/2024 - Present

Citizens Securities, Inc. (KEENE NH)

NH

05/25/2023 - 02/09/2024

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (KEENE NH)

NH

08/15/2022 - 04/21/2023

VALIC FINANCIAL ADVISORS, INC. (NASHUA NH)

NH

05/30/2018 - 08/23/2021

CITIZENS SECURITIES, INC. (MANCHESTER NH)

MA

10/11/2012 - 02/16/2018

SANTANDER SECURITIES LLC (DORCHESTER MA)

MA

06/01/2009 - 09/26/2011

MORGAN STANLEY SMITH BARNEY (BOSTON MA)

MA

11/21/2006 - 06/01/2009

CITIGROUP GLOBAL MARKETS INC. (BOSTON MA)

MA

10/19/2005 - 10/20/2006

FIDELITY BROKERAGE SERVICES LLC (MARLBOROUGH MA)

Not sure if Steven Potwin is right for you?

Licenses & Designations

IA

Issued 06/30/2018

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/06/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/18/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Steven Potwin. Review regulatory record here.
Not sure if Steven Potwin is right for you?