Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Pikowski is a financial professional with over 23 years of experience in the industry. Steven is currently registered with T3 Trading Group, LLC, a firm that focuses on trading services. Previously, Steven was registered with QWIKT GLOBAL SECURITIES LLC, DINOSAUR FINANCIAL GROUP, L.L.C, HAMERSHLAG SULZBERGER BORG CAPITAL MARKETS, INC., TIGRESS FINANCIAL PARTNERS, LLC, SCURA PALEY SECURITIES LLC, CONSTELLATION WEALTH ADVISORS LLC, CHAPDELAINE CORPORATE SECURITIES & CO, CITIGROUP GLOBAL MARKETS INC. and SALOMON BROTHERS INC. Steven holds a number of licenses, including Series 7, 9, 10, 14, 24, 63, 99TO and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/09/2022 - Present
T3 Trading Group, LLC (NEW YORK NY)
NJ
04/20/2021 - 08/29/2022
QWIKT GLOBAL SECURITIES LLC (New Brunswick NJ)
NY
10/25/2019 - 10/05/2020
DINOSAUR FINANCIAL GROUP, L.L.C (NEW YORK NY)
NY
06/18/2020 - 10/01/2020
HAMERSHLAG SULZBERGER BORG CAPITAL MARKETS, INC. (NEW YORK CITY NY)
NY
10/23/2014 - 10/28/2019
TIGRESS FINANCIAL PARTNERS, LLC (NEW YORK NY)
NY
01/28/2010 - 09/19/2013
SCURA PALEY SECURITIES LLC (NEW YORK NY)
NY
02/08/2007 - 06/24/2008
CONSTELLATION WEALTH ADVISORS LLC (NEW YORK NY)
NY
08/04/2004 - 06/27/2006
CHAPDELAINE CORPORATE SECURITIES & CO (UNIONDALE NY)
NY
05/20/1996 - 08/02/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
11/28/1997 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
TX
06/07/1995 - 04/17/1996
U.S. CLEARING CORP. (DALLAS TX)
BC
Issued 07/31/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/29/2007
Series 4 - Registered Options Principal Examination
BC
Issued 04/04/1996
Series 24 - General Securities Principal Examination
BC
Issued 11/25/1995
Series 14 - Compliance Officer Examination
BC
Issued 10/07/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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