Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Phillip Travali is a financial advisor currently registered with Fidelity Brokerage Services LLC. Steven has been in the industry since May 13, 2009 and has been registered with Fidelity Brokerage Services LLC since October 18, 2019. Prior to that, Steven worked for VP Distributors LLC, Griffin, Mills & Long, LLC, UBS Financial Services Inc. and American Express Financial Advisors Inc. Steven is licensed to sell securities in 53 states and is a registered representative with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
10/18/2019 - Present
Fidelity Brokerage Services LLC (LOS ANGELES CA)
CA
10/23/2015 - 03/07/2016
VP DISTRIBUTORS LLC (LOS ANGELES CA)
NY
03/14/2008 - 09/16/2015
FIDELITY BROKERAGE SERVICES LLC (NEW YORK NY)
CA
07/10/2006 - 05/15/2007
GRIFFIN, MILLS & LONG, LLC (SAN DIEGO CA)
NJ
02/11/2005 - 05/25/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
MN
09/13/2004 - 02/15/2005
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
09/13/2004 - 02/15/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 10/28/2019
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 09/24/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/17/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/21/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/18/2019
Series 7TO - General Securities Representative Examination
BC
Issued 03/07/2016
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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