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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Harder is a financial advisor at LPL Financial LLC in Statesville, North Carolina. Steven has been in the financial services industry since 2000 and has a wide range of experience in providing financial advice to individuals, families, and businesses. Steven is a CERTIFIED FINANCIAL PLANNER™ and holds the Series 6, 7, 24, 63, and 65 securities licenses. Steven is passionate about helping clients achieve their financial goals and providing them with the knowledge and resources they need to make informed financial decisions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NC
07/10/2024 - Present
LPL Financial LLC (STATESVILLE NC)
NC
10/14/2021 - 07/25/2023
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
MO
02/22/2019 - 10/13/2021
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
NC
09/12/2014 - 08/15/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MOORESVILLE NC)
NC
01/11/2012 - 09/02/2014
WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)
NC
02/11/2011 - 07/21/2011
WELLS FARGO ADVISORS, LLC (GASTONIA NC)
NC
01/31/2006 - 07/31/2009
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
NC
10/02/2000 - 01/06/2006
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
NC
04/14/2000 - 08/22/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
IA
Issued 10/27/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/14/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/16/2020
Series 24 - General Securities Principal Examination
BC
Issued 08/15/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2004
Series 7 - General Securities Representative Examination
BC
Issued 04/13/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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