Unclaimed
Steven Kirkpatrick is a financial advisor with TD Securities (usa) LLC, in New York, NY. Steven Kirkpatrick has been in the financial services industry for over 9 years. Steven Kirkpatrick is registered with FINRA and holds the Series 79 and the SIE licenses. Steven Kirkpatrick is also a registered representative of TD Securities (usa) LLC. Steven Kirkpatrick has experience in Investment Banking.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/08/2024 - Present
TD Securities (usa) LLC (New York NY)
CA
08/08/2014 - 04/10/2024
COWEN AND COMPANY (San Francisco CA)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Steven Kirkpatrick is the right advisor for you? Invested Better is here to help.