Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Andelman is a financial advisor with over 38 years of experience in the industry. Steven has been with Wells Fargo Clearing Services, LLC since January 2019. Previously, Steven was with Morgan Stanley Smith Barney and Citigroup Global Markets Inc. Steven has earned multiple licenses and certifications including Series 63, Series 65, Series 7, Series 8, Series 9, Series 10, and the SIE. Steven specializes in portfolio management for both individuals and businesses. Steven is registered with the state of Maine and has a branch office location in Beverly, Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
01/31/2019 - Present
Wells Fargo Clearing Services, LLC (BEVERLY MA)
MA
06/01/2009 - 06/26/2009
MORGAN STANLEY SMITH BARNEY (DANVERS MA)
MA
11/08/1999 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (DANVERS MA)
NY
10/20/1983 - 11/11/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 11/16/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/19/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/28/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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