Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Sutton is an investment advisor representative with Sanctuary Advisors, LLC, with experience in the financial services industry since 1992. Steven is a licensed securities professional with the Series 7, 63, 24, 52, 53, 55, 57, 65, 72, and SIE licenses. Steven holds a current registration with the state of Texas and is also licensed in Michigan, Virginia, and Washington. Prior to Sanctuary Advisors, LLC, Steven worked for World Equity Group, Inc. and International Assets Advisory, LLC, and was previously registered with Crescent Securities Group, Inc. Steven's specializations include portfolio management, financial planning and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IN
01/14/2021 - Present
Sanctuary Advisors, LLC (INDIANAPOLIS IN)
TX
03/14/2014 - 10/29/2019
WORLD EQUITY GROUP, INC. (Austin TX)
TX
04/25/2012 - 03/17/2014
INTERNATIONAL ASSETS ADVISORY, LLC (AUSTIN TX)
TX
09/02/2010 - 04/27/2012
WOODSTOCK FINANCIAL GROUP, INC. (AUSTIN TX)
TX
08/06/2010 - 08/27/2010
CRESCENT SECURITIES GROUP, INC. (PLANO TX)
TX
04/10/1997 - 08/26/2010
APS FINANCIAL CORPORATION (HOUSTON TX)
MA
08/02/1996 - 04/10/1997
CANTELLA & CO., INC. (MALDEN MA)
TX
05/20/1993 - 07/16/1996
M.G.S.I. SECURITIES, INC. (HOUSTON TX)
NY
03/10/1992 - 05/26/1993
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 12/23/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/12/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/13/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/12/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/06/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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