Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Paul Pezzullo is a financial professional with over 30 years of experience in the financial services industry. Steven is currently registered with Alliance-ONE Investments, LLC, located in Tulsa, OK. Steven has held previous positions with MetLife Investors Distribution Company, MetLife Securities Inc., New England Securities, Metropolitan Life Insurance Company, 440 Financial Distributors, Inc., MDS Securities Incorporated, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and American Express Financial Advisors Inc. Steven holds FINRA Series 7, 63, 65, 6TO, 26, 99TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OK
07/06/2017 - Present
Alliance-ONE Investments, LLC (Tulsa OK)
RI
09/23/2008 - 08/11/2017
METLIFE INVESTORS DISTRIBUTION COMPANY (WARWICK RI)
RI
03/19/1997 - 02/26/2015
METLIFE SECURITIES INC. (WARWICK RI)
RI
12/11/2002 - 01/02/2015
NEW ENGLAND SECURITIES (WARWICK RI)
NY
03/19/1997 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
ME
02/28/1996 - 01/24/1997
440 FINANCIAL DISTRIBUTORS, INC. (PORTLAND ME)
IN
04/26/1995 - 12/31/1995
MDS SECURITIES INCORPORATED (CARMEL IN)
NY
03/10/1994 - 03/01/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MN
10/09/1992 - 01/17/1994
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
10/09/1992 - 01/17/1994
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 11/04/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/21/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/15/2007
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Steven Pezzullo is the right advisor for you? Invested Better is here to help.
