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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Nassau is a financial advisor with UBS Financial Services Inc. Steven has been in the industry since 1980. His previous experience includes working for Morgan Stanley, Citigroup Global Markets Inc., Lehman Brothers Inc. and Kidder, Peabody & Co. Incorporated. Steven is licensed to provide securities and advisory services in multiple states and has extensive experience in various financial products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
11/29/2023 - Present
UBS Financial Services Inc. (IRVINE CA)
CA
06/01/2009 - 12/15/2023
MORGAN STANLEY (Irvine CA)
CA
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (IRVINE CA)
NY
07/15/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
05/19/1989 - 07/23/1992
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
04/23/1984 - 06/06/1989
DREXEL BURNHAM LAMBERT INCORPORATED
NA
02/06/1981 - 05/07/1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
NA
01/19/1980 - 03/05/1981
E. F. HUTTON & COMPANY INC
IA
Issued 07/30/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/22/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/1993
Series 3 - National Commodity Futures Examination
BC
Issued 06/16/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 01/19/1980
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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