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Steven Paul Lutes

Charles Schwab & CO., Inc.

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About Steven Paul Lutes

Steven Paul Lutes is a financial advisor at Charles Schwab & CO., Inc. Steven has been in the financial industry since March 6, 2008. Steven is licensed in 52 states, District of Columbia and Puerto Rico and is registered as an investment advisor in Indiana. Steven is also registered as a Registered Representative (RA) with FINRA. Steven is a Series 66, 63, 4, 10, 9, 57TO, SIE, 3 and 7 licensee. Steven is an experienced financial advisor providing financial planning and other advisory services to clients.

Firm Information

Steven Lutes is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Steven Lutes’s Registration & Firm History

IN

06/15/2017 - Present

Charles Schwab & CO., Inc. (Indianapolis IN)

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Licenses & Designations

BOTH

Issued 06/15/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/31/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/27/2016

Series 4 - Registered Options Principal Examination

BC

Issued 07/15/2014

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 07/19/2012

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 04/06/2022

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/02/2016

Series 3 - National Commodity Futures Examination

BC

Issued 03/05/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Steven Paul Lutes.
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