Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Paul Forbes is a financial professional with over 10 years of experience in the industry. Steven is currently registered with Guggenheim Securities, LLC and holds several licenses including Series 7, Series 63, Series 86 and Series 87. Steven has been active in the industry since April 11, 2011.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/12/2011 - Present
Guggenheim Securities, LLC (NEW YORK NY)
BC
Issued 04/26/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2011
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 06/14/2011
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 04/11/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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