Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Paul Abels is an active investment advisor representative registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Steven has been in the financial services industry since July 17, 2009, and currently holds registrations in North Carolina, South Carolina, and Texas. Steven is affiliated with The Financial Legacy Group and has also previously worked with Fortune Financial Services, Inc., Capital Guardian, LLC, LPL Financial LLC, and New England Securities. Steven offers financial planning, portfolio management for individuals, and other advisory services to individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Financial consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
07/28/2017 - Present
THE Financial Legacy Group (CHARLOTTE NC)
NC
09/19/2014 - 06/09/2017
FORTUNE FINANCIAL SERVICES, INC. (Charlotte NC)
NC
09/17/2012 - 09/22/2014
CAPITAL GUARDIAN, LLC (CHARLOTTE NC)
NC
07/28/2011 - 09/07/2012
LPL FINANCIAL LLC (CHARLOTTE NC)
NY
06/12/2000 - 06/25/2002
NEW ENGLAND SECURITIES (NEW YORK NY)
BOTH
Issued 10/18/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/17/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2011
Series 7 - General Securities Representative Examination
BC
Issued 06/09/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Steven Abels is the right advisor for you? Invested Better is here to help.
