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Steven Patrick Caddigan

Fidelity Brokerage Services LLC

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About Steven Patrick Caddigan

Steven Caddigan is a financial professional with over 20 years of experience in the industry. Steven is currently registered with Fidelity Brokerage Services LLC, and has previously worked at Fidelity Investments Institutional Services Company, Inc.. Steven is licensed in 21 states, including Alabama, California, Connecticut, Delaware, District of Columbia, Florida, Georgia, Kentucky, Maine, Maryland, Massachusetts, New Hampshire, New Jersey, New York, North Carolina, Rhode Island, South Carolina, Tennessee, Texas, Virginia and Wisconsin. Steven holds FINRA Series 6, 7, 63 and SIE licenses. Steven is committed to providing clients with personalized financial advice and guidance.

Firm Information

Steven Caddigan is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Steven Caddigan’s Registration & Firm History

NH

10/17/2014 - Present

Fidelity Brokerage Services LLC (MERRIMACK NH)

RI

01/05/1996 - 12/31/2004

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 11/13/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/15/2019

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/17/2014

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Steven Patrick Caddigan.
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