Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Randby is a registered investment advisor representative with Hornor, Townsend & Kent, LLC. Steven has been in the financial services industry since 1999 and has held previous positions with PARK AVENUE SECURITIES LLC and NYLIFE SECURITIES INC. Steven is registered to offer advisory services in Connecticut and Florida. Steven holds the Series 6, Series 63, and Series 65 licenses. Steven is also a licensed insurance agent in Connecticut and specializes in providing financial planning and investment management services to individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Trail commissions, distribution assistance fees
1
2
CT
07/25/2023 - Present
Hornor, Townsend & Kent, LLC (WILTON CT)
NY
04/20/2005 - 08/18/2016
PARK AVENUE SECURITIES LLC (RYE BROOK NY)
NY
06/10/1999 - 03/28/2005
NYLIFE SECURITIES INC. (NEW YORK NY)
IA
Issued 03/30/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/16/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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